SEC Filings

Form PREM14A
ARRIS INTERNATIONAL PLC filed this Form PREM14A on 11/30/2018
Document Outline
Entire Document (3704.6 KB)
Subdocument 1 - PREM14A - PRELIMINARY PROXY STATEMENT
Page 1 - UNITED STATES
Page 2 - PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION, DATED NOVEMBER 30, 2018
Page 3 - NOTICE OF COURT MEETING
Page 4 - lodged by the relevant time, Court Meeting Proxy Cards (together with any such authority, if applica
Page 5 - Corporate Representatives
Page 6 - ARRIS INTERNATIONAL PLC
Page 7 - The Board unanimously recommends that you vote FOR each of the Articles Amendment Proposal and the T
Page 8 - N/A
Page 9 - PROXY STATEMENT
Page 10 - N/A
Page 11 - SUMMARY
Page 12 - Annex AAnnex B
Page 13 - United Kingdom Tax Considerations (See page )
Page 14 - The Board unanimously recommends that shareholders vote FOR the Court Scheme Proposal, FOR the Artic
Page 15 - Opinion of Financial Advisor (See page and Annex C)
Page 16 - Financing of the Acquisition (See page )
Page 17 - Conditions to Complete the Acquisition (See page )
Page 18 - Effect on ARRIS if the Acquisition is Not Completed (See page )
Page 19 - Expected Timetable of Principal Events
Page 20 - QUESTIONS AND ANSWERS ABOUT THE ACQUISITION AND SHAREHOLDER MEETINGS
Page 21 - The approval of the Court Scheme Proposal is a condition to the Closing of the Acquisition, so if th
Page 22 - twoboth
Page 23 - Q:
Page 24 - Q:
Page 25 - Q:
Page 26 - Q:
Page 27 - CAUTIONARY STATEMENT CONCERNING FORWARD-LOOKING STATEMENTS
Page 28 - THE COURT MEETING AND THE GENERAL MEETING
Page 29 - It is important that, for the Court Meeting in particular, as many votes as possible are cast, so th
Page 30 - Proxies
Page 31 - Other Matters
Page 32 - COURT SCHEME PROPOSAL
Page 33 - Recommendation of the Board
Page 34 - ARTICLES AMENDMENT PROPOSAL
Page 35 - Required Vote
Page 36 - Recommendation of the Board
Page 37 - TRANSACTION-RELATED COMPENSATION PROPOSAL
Page 38 - THE ACQUISITION
Page 39 - Effect on ARRIS if the Acquisition is Not Completed
Page 40 - N/A
Page 41 - N/A
Page 42 - N/A
Page 43 - N/A
Page 44 - N/A
Page 45 - N/A
Page 46 - Recommendation of the ARRIS Board of Directors
Page 47 - Annex C
Page 48 - providedthat
Page 49 - Opinion of Financial Advisor
Page 50 - Summary of Material Financial Analyses
Page 51 - The summary of the analyses and reviews provided below includes information presented in tabular for
Page 52 - Selected Publicly Traded Companies Analysis
Page 53 - Other Factors
Page 54 - Illustrative Leveraged Buyout Analysis
Page 55 - Certain Financial Projections
Page 56 - N/A
Page 57 - Interests of the ARRIS Directors and Executive Officers in the Acquisition
Page 58 - Assumed RSUs and Accelerated RSUs of the ARRIS Executive Officers and Directors
Page 59 - Existing Employment Arrangements with Executive Officers
Page 60 - N/A
Page 61 - N/A
Page 62 - Named Executive Officer Golden Parachute Compensation
Page 63 - Indemnification and Insurance
Page 64 - Continuing Employees
Page 65 - pro forma
Page 66 - Investment Agreement and Equity Commitment Letter
Page 67 - U.S. Federal Income Tax Consequences of the Acquisition
Page 68 - Tax Consequences to U.S. Holders
Page 69 - Effect of the Acquisition
Page 70 - UK Tax Consequences of the Acquisition
Page 71 - Regulatory Approvals Required for the Acquisition
Page 72 - THE ACQUISITION AGREEMENT
Page 73 - Treatment of ARRIS s Equity-Based Awards in the Acquisition
Page 74 - multiplied by
Page 75 - Amendment of Articles of Association
Page 76 - provided
Page 77 - provided
Page 78 - N/A
Page 79 - providedhowever
Page 80 - Financing
Page 81 - N/A
Page 82 - N/A
Page 83 - Existing Indebtedness
Page 84 - Solicitation of Acquisition Proposals; Change of Recommendation
Page 85 - N/A
Page 86 - providedhowever
Page 87 - Scheme
Page 88 - N/A
Page 89 - Employee Benefit Matters
Page 90 - Conditions to the Acquisition
Page 91 - N/A
Page 92 - Termination
Page 93 - Termination Fees
Page 94 - Expenses
Page 95 - Indemnification; Directors and Officers Insurance
Page 96 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
Page 97 - SECURITY OWNERSHIP OF PRINCIPAL SHAREHOLDERS
Page 98 - SUBMISSION OF SHAREHOLDER PROPOSALS FOR THE 2019
Page 99 - HOUSEHOLDING OF SHAREHOLDER MATERIALS
Page 100 - N/A
Page 101 - Table of Contents
Page 102 - N/A
Page 103 - BID CONDUCT AGREEMENT
Page 104 - ARTICLE II
Page 105 - DTC
Page 106 - Performance-Based RSUs
Page 107 - multiplied by
Page 108 - Corporate Actions
Page 109 - provided
Page 110 - provided
Page 111 - Vested Charter WarrantsUnvested Charter WarrantsCharter WarrantsLiende minimisCompany Securities
Page 112 - Comcast Warrant AgreementCharter Warrant Agreement
Page 113 - Other Subsidiary Securities
Page 114 - Company RecommendationEvercore
Page 115 - Company Reports; Financial Statements
Page 116 - Absence of Certain Changes
Page 117 - EmployeesNon-U.S. Benefit PlansU.S. Benefit Plans
Page 118 - Multiemployer Planmultiple employer plan
Page 119 - Compliance with Laws; Licenses
Page 120 - Export and Import Control LawsOFACSDN List
Page 121 - Environmental Matters.
Page 122 - N/A
Page 123 - TaxTaxesTax Return
Page 124 - Intellectual Property
Page 125 - Intellectual PropertyTrademarksPatentsCopyrights
Page 126 - Insurance
Page 127 - N/A
Page 128 - Section 5.1(q)
Page 129 - Company Credit Agreement
Page 130 - Data Security and PrivacyPersonal Information
Page 131 - Litigation
Page 132 - SponsorEquity InvestorInvestment AgreementEquity CommitmentsFinancing CommitmentsSponsor Equity Fina
Page 133 - Knowledge
Page 134 - ARTICLE VI
Page 135 - N/A
Page 136 - providedhowever
Page 137 - FIRPTA Affidavits
Page 138 - Conduct During No-Shop PeriodRepresentativesprovided
Page 139 - Definitions
Page 140 - Alternative Acquisition Agreement
Page 141 - Certain Permitted Disclosureprovidedhowever
Page 142 - Voting Record TimeOther Required Company Filing
Page 143 - Scheme TimetableExhibit A
Page 144 - Scheme Supplemental Circular
Page 145 - Filings; Other Actions; Notification
Page 146 - Acquisition Antitrust LawsEUMR
Page 147 - Antitrust Matters
Page 148 - Burdensome Condition
Page 149 - Stock Exchange De-listing
Page 150 - providedhowever
Page 151 - ExpensesExpenses
Page 152 - provided
Page 153 - providedprovided
Page 154 - Restricted Financing Commitment Amendmentsprovided, however
Page 155 - Company Cooperation with Financing.
Page 156 - provided
Page 157 - provided
Page 158 - For purposes of this Agreement
Page 159 - Marketing Periodprovided, howeverprovided, further
Page 160 - Existing Indebtedness
Page 161 - ARTICLE VII
Page 162 - de minimis
Page 163 - ARTICLE VIII
Page 164 - providedhowever
Page 165 - providedhowever
Page 166 - Buyer FeeBuyer Reimbursement Obligation
Page 167 - providedhowever
Page 168 - providedhowever
Page 169 - ARTICLE IX
Page 170 - Chosen CourtsprovidedthatExhibit Amutatis mutandis
Page 171 - providedhowever
Page 172 - Notices
Page 173 - Entire AgreementConfidentiality Agreementprovidedthat
Page 174 - Transfer Taxes
Page 175 - Assignmentprovided
Page 176 - N/A
Page 177 - ANNEX A TO BID CONDUCT AGREEMENT
Page 178 - N/A
Page 179 - N/A
Page 180 - N/A
Page 181 - N/A
Page 182 - See Annex B to Proxy Statement
Page 183 - Exhibit B to Bid Conduct Agreement
Page 184 - N/A
Page 185 - ANNEX B
Page 186 - IN THE MATTER OF ARRIS INTERNATIONAL PLC
Page 187 - N/A
Page 188 - N/A
Page 189 - The Scheme
Page 190 - Share certificates and register of Members
Page 191 - Mandates
Page 192 - ANNEX C
Page 193 - N/A
Page 194 - N/A
Page 195 - PRELIMINARY PROXY CARDS SUBJECT TO COMPLETION
Page 196 - N/A
Page 197 - N/A
Page 198 - N/A